ATHENEX INC

CUSIP: 04685N103 Class: COM

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 11,396 Value ($000) $0 Avg Close — Range —
Q2 2022
Shares 32,985 Value ($000) $13 Avg Close — Range —
Q4 2021
Shares 154,067 Value ($000) $209 Avg Close — Range —
Q3 2021
Shares 508,840 Value ($000) $1,531 Avg Close — Range —
Q3 2020
Shares 33,627 Value ($000) $406 Avg Close — Range —