ATOSSA THERAPEUTICS INC

CUSIP: 04962H506 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 126 Value ($000) $0 Avg Close — Range —
Q3 2021
Shares 141,900 Value ($000) $463 Avg Close — Range —
Q2 2021
Shares 52,300 Value ($000) $331 Avg Close — Range —