AUSPEX PHARMACEUTICALS INC

CUSIP: 05211J102 Class: COM

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 125,000 Value ($000) $12,534 Avg Close — Range —
Q4 2014
Shares 425,000 Value ($000) $22,304 Avg Close — Range —
Q3 2014
Shares 130,861 Value ($000) $3,359 Avg Close — Range —
Q2 2014
Shares 810 Value ($000) $18 Avg Close — Range —