AUSPEX PHARMACEUTICALS INC

CUSIP: 05211J102 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 19,786 Value ($000) $1,984 Avg Close — Range —
Q4 2014
Shares 28,149 Value ($000) $1,477 Avg Close — Range —
Q3 2014
Shares 28,149 Value ($000) $723 Avg Close — Range —
Q2 2014
Shares 25,369 Value ($000) $565 Avg Close — Range —
Q1 2014
Shares 29,681 Value ($000) $913 Avg Close — Range —