AVALANCHE BIOTECHNOLOGIES IN

CUSIP: 05337G107 Class: COM

DAFNA Capital Management LLC's Holding History (CIK: 0001389933)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 140,600 Value ($000) $727 Avg Close — Range —
Q4 2015
Shares 140,600 Value ($000) $1,339 Avg Close — Range —
Q3 2015
Shares 140,600 Value ($000) $1,159 Avg Close — Range —