AVENUE INCOME CR STRATEGIES

CUSIP: 05358E106 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 34,800 Value ($000) $484 Avg Close — Range —
Q1 2017
Shares 34,800 Value ($000) $486 Avg Close — Range —
Q4 2016
Shares 36,900 Value ($000) $496 Avg Close — Range —
Q3 2016
Shares 56,130 Value ($000) $728 Avg Close — Range —