AVENUE INCOME CR STRATEGIES

CUSIP: 05358E106 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,290,275 Value ($000) $19,032 Avg Close — Range —
Q2 2017
Shares 1,202,286 Value ($000) $16,724 Avg Close — Range —
Q1 2017
Shares 1,143,059 Value ($000) $15,957 Avg Close — Range —
Q4 2016
Shares 994,771 Value ($000) $13,359 Avg Close — Range —
Q3 2016
Shares 843,659 Value ($000) $10,943 Avg Close — Range —
Q2 2016
Shares 750,237 Value ($000) $8,988 Avg Close — Range —
Q1 2016
Shares 768,863 Value ($000) $8,427 Avg Close — Range —
Q4 2015
Shares 775,089 Value ($000) $8,797 Avg Close — Range —
Q3 2015
Shares 772,219 Value ($000) $9,923 Avg Close — Range —
Q2 2015
Shares 744,980 Value ($000) $10,586 Avg Close — Range —
Q1 2015
Shares 796,493 Value ($000) $12,060 Avg Close — Range —
Q4 2014
Shares 782,434 Value ($000) $11,823 Avg Close — Range —
Q3 2014
Shares 823,492 Value ($000) $13,833 Avg Close — Range —
Q2 2014
Shares 824,502 Value ($000) $14,824 Avg Close — Range —
Q1 2014
Shares 864,161 Value ($000) $15,211 Avg Close — Range —
Q4 2013
Shares 963,357 Value ($000) $16,935 Avg Close — Range —
Q3 2013
Shares 1,039,222 Value ($000) $17,554 Avg Close — Range —
Q2 2013
Shares 947,675 Value ($000) $16,243 Avg Close — Range —