AVENUE INCOME CR STRATEGIES

CUSIP: 05358E106 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 10,462 Value ($000) $159 Avg Close — Range —
Q4 2014
Shares 10,969 Value ($000) $166 Avg Close — Range —