AVENUE INCOME CR STRATEGIES

CUSIP: 05358E106 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 28,408 Value ($000) $397 Avg Close — Range —
Q4 2016
Shares 204,175 Value ($000) $2,742 Avg Close — Range —
Q3 2016
Shares 370,560 Value ($000) $4,806 Avg Close — Range —
Q2 2016
Shares 408,089 Value ($000) $4,889 Avg Close — Range —
Q1 2016
Shares 403,951 Value ($000) $4,427 Avg Close — Range —
Q4 2015
Shares 366,462 Value ($000) $4,159 Avg Close — Range —
Q3 2015
Shares 323,227 Value ($000) $4,153 Avg Close — Range —
Q2 2015
Shares 267,192 Value ($000) $3,797 Avg Close — Range —
Q1 2015
Shares 253,944 Value ($000) $3,845 Avg Close — Range —
Q4 2014
Shares 253,944 Value ($000) $3,837 Avg Close — Range —
Q3 2014
Shares 203,749 Value ($000) $3,423 Avg Close — Range —
Q2 2014
Shares 208,365 Value ($000) $3,746 Avg Close — Range —
Q1 2014
Shares 305,987 Value ($000) $5,385 Avg Close — Range —
Q4 2013
Shares 373,437 Value ($000) $6,565 Avg Close — Range —
Q2 2013
Shares 41,058 Value ($000) $704 Avg Close — Range —