AXA SA SPONSORED ADR

Ticker: AXAHY CUSIP: 054536107 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 57,646 Value ($000) $1,453 Avg Close — Range —
Q3 2016
Shares 39,392 Value ($000) $834 Avg Close — Range —
Q2 2016
Shares 38,498 Value ($000) $774 Avg Close — Range —
Q1 2016
Shares 29,981 Value ($000) $701 Avg Close — Range —
Q4 2015
Shares 38,484 Value ($000) $1,051 Avg Close — Range —
Q3 2015
Shares 33,011 Value ($000) $811 Avg Close — Range —
Q2 2015
Shares 35,445 Value ($000) $897 Avg Close — Range —
Q1 2015
Shares 30,275 Value ($000) $762 Avg Close — Range —
Q4 2014
Shares 21,179 Value ($000) $491 Avg Close — Range —
Q3 2014
Shares 20,915 Value ($000) $515 Avg Close — Range —
Q2 2014
Shares 16,813 Value ($000) $402 Avg Close — Range —
Q1 2014
Shares 9,693 Value ($000) $252 Avg Close — Range —
Q4 2013
Shares 10,305 Value ($000) $287 Avg Close — Range —
Q3 2013
Shares 9,335 Value ($000) $216 Avg Close — Range —
Q2 2013
Shares 8,690 Value ($000) $171 Avg Close — Range —