AXA SA SPONSORED ADR

Ticker: AXAHY CUSIP: 054536107 Class: ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2010
Shares 291,609 Value ($000) $6,427 Avg Close — Range —
Q1 2009
Shares 451,609 Value ($000) $5,410 Avg Close — Range —