AXOGEN INC

Ticker: AXGN CUSIP: 05463X106 Class: Common Stock

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 20,000 Value ($000) $107 Avg Close $5.08 Range $4.52 - $5.60
Q4 2015
Shares 25,000 Value ($000) $125 Avg Close $4.94 Range $3.90 - $5.95
Q3 2015
Shares 25,000 Value ($000) $103 Avg Close $4.01 Range $3.04 - $5.74
Q2 2015
Shares 25,000 Value ($000) $79 Avg Close $3.23 Range $2.95 - $3.59
Q4 2014
Shares 10,000 Value ($000) $36 Avg Close $2.93 Range $2.22 - $3.85