AXOS FINANCIAL INC

Ticker: AX CUSIP: 05465C100 Class: EQTY

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 2,186 Value ($000) $188 Avg Close $82.36 Range $74.89 - $89.69
Q3 2025
Shares 2,040 Value ($000) $173 Avg Close $87.15 Range $75.55 - $93.84
Q4 2022
Shares 17 Value ($000) $0 Avg Close $38.12 Range $33.91 - $43.34
Q3 2022
Shares 32 Value ($000) $1 Avg Close $40.47 Range $34.22 - $47.84
Q2 2022
Shares 538 Value ($000) $19 Avg Close $38.43 Range $34.11 - $47.22
Q1 2022
Shares 54 Value ($000) $2 Avg Close $52.83 Range $45.52 - $61.79
Q3 2020
Shares 452 Value ($000) $10 Avg Close $22.86 Range $18.97 - $26.23
Q2 2020
Shares 291 Value ($000) $6 Avg Close $20.33 Range $14.63 - $26.06
Q1 2020
Shares 465 Value ($000) $8 Avg Close $25.13 Range $13.69 - $30.54