BATS GLOBAL MKTS INC

CUSIP: 05491G109 Class: COM

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 800,291 Value ($000) $26,818 Avg Close — Range —
Q3 2016
Shares 800,291 Value ($000) $24,113 Avg Close — Range —
Q2 2016
Shares 1,051,869 Value ($000) $27,023 Avg Close — Range —