BATS GLOBAL MKTS INC

CUSIP: 05491G109 Class: COM

CARLSON CAPITAL L P's Holding History (CIK: 0001056973)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,937,715 Value ($000) $64,933 Avg Close — Range —
Q3 2016
Shares 400,000 Value ($000) $12,052 Avg Close — Range —