BATS GLOBAL MKTS INC

CUSIP: 05491G109 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 22,524 Value ($000) $755 Avg Close — Range —
Q3 2016
Shares 11,566 Value ($000) $348 Avg Close — Range —