BGC PARTNERS INC NOTE 4.500% 7/1

CUSIP: 0554ITAD3 Class: COM

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 9,146 Value ($000) $55 Avg Close — Range —
Q1 2014
Shares 6,576 Value ($000) $21 Avg Close — Range —
Q4 2013
Shares 1,000 Value ($000) $3 Avg Close — Range —