B Riley Financial, Inc., 6.50per, due 09/30/26

CUSIP: 05580M801 Class: Preferred

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 2,000 Value ($000) $36 Avg Close — Range —