B RILEY PRINCIPAL 150 MERGER

CUSIP: 05601V103 Class: COM CL A

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 50,000 Value ($000) $488 Avg Close — Range —
Q2 2021
Shares 50,000 Value ($000) $488 Avg Close — Range —