B RILEY PRINCIPAL 150 MERGER

CUSIP: 05601V111 Class: *W EXP 03/01/202

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 50,000 Value ($000) $40 Avg Close — Range —
Q2 2021
Shares 50,000 Value ($000) $54 Avg Close — Range —