B RILEY PRINCIPAL 150 MERGER

CUSIP: 05601V111 Class: *W EXP 03/01/202

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 16,666 Value ($000) $13 Avg Close — Range —
Q2 2021
Shares 16,666 Value ($000) $20 Avg Close — Range —