B RILEY PRINCIPAL 150 MERGER

CUSIP: 05601V202 Class: UNIT 99/99/9999

NEXPOINT ASSET MANAGEMENT, L.P.'s Holding History (CIK: 0001469877)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 10,154 Value ($000) $103 Avg Close — Range —
Q1 2021
Shares 10,154 Value ($000) $102 Avg Close — Range —