BANCROFT FUND LTD

CUSIP: 059695106 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,808 Value ($000) $36 Avg Close — Range —
Q4 2013
Shares 9,817 Value ($000) $183 Avg Close — Range —
Q3 2013
Shares 16,173 Value ($000) $290 Avg Close — Range —
Q2 2013
Shares 32,511 Value ($000) $563 Avg Close — Range —