BANCROFT FUND LTD

CUSIP: 059695106 Class: COM

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2012
Shares 11,031 Value ($000) $181 Avg Close — Range —
Q3 2012
Shares 10,775 Value ($000) $181 Avg Close — Range —
Q2 2012
Shares 11,343 Value ($000) $181 Avg Close — Range —