BANC OF CALIFORNIA INC

Ticker: BANC CUSIP: 05990K106 Class: Common Stock

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 46,600 Value ($000) $541 Avg Close $8.73 Range $7.84 - $9.24

Q2 2014

Shares 56,212 Value ($000) $611 Avg Close $8.45 Range $7.16 - $9.49

Q1 2014

Shares 30,680 Value ($000) $376 Avg Close $9.50 Range $8.86 - $10.18

Q4 2013

Shares 56,525 Value ($000) $757 Avg Close $9.71 Range $8.84 - $10.69

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	46,600	$541	$8.73	$7.84 - $9.24
Q2 2014	56,212	$611	$8.45	$7.16 - $9.49
Q1 2014	30,680	$376	$9.50	$8.86 - $10.18
Q4 2013	56,525	$757	$9.71	$8.84 - $10.69