BANC OF CALIFORNIA INC

Ticker: BANC CUSIP: 05990K106 Class: Common Stock

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 559 Value ($000) $6 Avg Close $8.58 Range $7.97 - $9.05

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	559	$6	$8.58	$7.97 - $9.05