BANC OF CALIFORNIA INC

Ticker: BANC CUSIP: 05990K106 Class: Common Stock

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 410 Value ($000) $5 Avg Close $8.73 Range $7.84 - $9.24

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	410	$5	$8.73	$7.84 - $9.24