BANK NEW YORK MELLON CORP

Ticker: BK CUSIP: 064058100 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 492 Value ($000) $17 Avg Close $31.18 Range $28.02 - $33.61
Q2 2020
Shares 71 Value ($000) $3 Avg Close $31.07 Range $26.47 - $36.74
Q4 2019
Shares 838 Value ($000) $42 Avg Close $39.93 Range $34.68 - $43.08
Q3 2019
Shares 78 Value ($000) $4 Avg Close $37.00 Range $33.73 - $39.68
Q2 2019
Shares 1,619 Value ($000) $71 Avg Close $38.80 Range $34.84 - $44.08
Q1 2019
Shares 322 Value ($000) $16 Avg Close $42.33 Range $37.96 - $44.62
Q4 2018
Shares 305 Value ($000) $14 Avg Close $39.65 Range $35.72 - $43.20
Q3 2018
Shares 1,810 Value ($000) $92 Avg Close $42.71 Range $40.75 - $45.04
Q2 2018
Shares 3,795 Value ($000) $204 Avg Close $44.56 Range $39.77 - $47.08
Q1 2018
Shares 3,920 Value ($000) $202 Avg Close $44.73 Range $40.35 - $47.30
Q4 2017
Shares 3,770 Value ($000) $203 Avg Close $42.65 Range $40.52 - $44.42
Q3 2017
Shares 3,770 Value ($000) $200 Avg Close $41.83 Range $40.03 - $43.37
Q2 2017
Shares 16,370 Value ($000) $835 Avg Close $37.96 Range $36.31 - $40.99
Q1 2017
Shares 10,270 Value ($000) $485 Avg Close $36.97 Range $34.55 - $38.61
Q4 2016
Shares 3,299 Value ($000) $159 Avg Close $35.50 Range $30.35 - $39.04
Q3 2016
Shares 3,629 Value ($000) $145 Avg Close $31.29 Range $28.50 - $32.97
Q2 2016
Shares 18,000 Value ($000) $699 Avg Close $31.02 Range $27.56 - $33.27
Q3 2015
Shares 276 Value ($000) $11 Avg Close $32.00 Range $28.10 - $35.03
Q2 2015
Shares 276 Value ($000) $12 Avg Close $32.68 Range $30.49 - $33.86
Q1 2015
Shares 276 Value ($000) $11 Avg Close $29.74 Range $27.12 - $31.70
Q4 2014
Shares 460 Value ($000) $19 Avg Close $29.75 Range $26.56 - $31.81
Q4 2013
Shares 7,690 Value ($000) $269 Avg Close $24.30 Range $21.97 - $26.14
Q3 2013
Shares 7,736 Value ($000) $234 Avg Close $22.78 Range $20.73 - $23.98
Q2 2013
Shares 7,736 Value ($000) $217 Avg Close $21.22 Range $19.61 - $22.83
Q1 2013
Shares 7,690 Value ($000) $215 Avg Close $20.25 Range $18.77 - $21.44
Q4 2012
Shares 17,552 Value ($000) $451 Avg Close — Range —
Q3 2012
Shares 17,414 Value ($000) $394 Avg Close — Range —
Q2 2012
Shares 17,000 Value ($000) $373 Avg Close — Range —
Q1 2012
Shares 17,000 Value ($000) $410 Avg Close — Range —
Q4 2011
Shares 17,000 Value ($000) $338 Avg Close — Range —
Q3 2011
Shares 17,000 Value ($000) $316 Avg Close — Range —
Q1 2010
Shares 43,000 Value ($000) $1,328 Avg Close — Range —
Q4 2009
Shares 43,000 Value ($000) $1,203 Avg Close — Range —
Q3 2009
Shares 43,000 Value ($000) $1,247 Avg Close — Range —
Q2 2009
Shares 22,000 Value ($000) $645 Avg Close — Range —
Q1 2009
Shares 22,000 Value ($000) $622 Avg Close — Range —