BANK OF CHINA ADR

Ticker: BACHY CUSIP: 06426M104 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 24,643 Value ($000) $271 Avg Close — Range —
Q3 2016
Shares 22,636 Value ($000) $261 Avg Close — Range —
Q2 2016
Shares 23,885 Value ($000) $252 Avg Close — Range —
Q1 2016
Shares 27,498 Value ($000) $285 Avg Close — Range —
Q4 2015
Shares 31,431 Value ($000) $348 Avg Close — Range —
Q3 2015
Shares 24,109 Value ($000) $259 Avg Close — Range —
Q2 2015
Shares 17,591 Value ($000) $300 Avg Close — Range —
Q1 2015
Shares 15,958 Value ($000) $231 Avg Close — Range —
Q4 2014
Shares 14,952 Value ($000) $211 Avg Close — Range —
Q3 2014
Shares 16,954 Value ($000) $190 Avg Close — Range —
Q2 2014
Shares 10,755 Value ($000) $120 Avg Close — Range —
Q1 2014
Shares 9,838 Value ($000) $109 Avg Close — Range —
Q4 2013
Shares 10,175 Value ($000) $117 Avg Close — Range —
Q3 2013
Shares 9,002 Value ($000) $103 Avg Close — Range —
Q2 2013
Shares 8,437 Value ($000) $87 Avg Close — Range —