BARCLAYS BANK PLC

Ticker: DJP CUSIP: 06738C778 Class: DJUBS CMDT ETN36

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 5,504 Value ($000) $202 Avg Close — Range —