BARCLAYS BANK PLC

Ticker: DJP CUSIP: 06738C778 Class: DJUBS CMDT ETN36

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 285,512 Value ($000) $10,638 Avg Close — Range —
Q2 2013
Shares 204,858 Value ($000) $7,475 Avg Close — Range —