BARCLAYS BANK PLC

Ticker: DJP CUSIP: 06738C778 Class: DJUBS CMDT ETN36

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 9,311 Value ($000) $211 Avg Close — Range —

Q1 2017

Shares 8,958 Value ($000) $211 Avg Close — Range —

Q4 2016

Shares 10,836 Value ($000) $263 Avg Close — Range —

Q3 2016

Shares 11,004 Value ($000) $258 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	9,311	$211	—	—
Q1 2017	8,958	$211	—	—
Q4 2016	10,836	$263	—	—
Q3 2016	11,004	$258	—	—