BARCLAYS BANK PLC

Ticker: DJP CUSIP: 06738C778 Class: DJUBS CMDT ETN36

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 7,175 Value ($000) $175 Avg Close — Range —
Q2 2015
Shares 7,175 Value ($000) $208 Avg Close — Range —
Q1 2015
Shares 7,936 Value ($000) $220 Avg Close — Range —
Q4 2014
Shares 7,411 Value ($000) $222 Avg Close — Range —
Q3 2014
Shares 12,624 Value ($000) $434 Avg Close — Range —
Q2 2014
Shares 15,978 Value ($000) $630 Avg Close — Range —
Q1 2014
Shares 4,246 Value ($000) $168 Avg Close — Range —
Q4 2013
Shares 961 Value ($000) $35 Avg Close — Range —
Q3 2013
Shares 1,098 Value ($000) $41 Avg Close — Range —
Q2 2013
Shares 938 Value ($000) $34 Avg Close — Range —