BARCLAYS BK PLC

CUSIP: 06738C786 Class: EXCHANGE TRADED

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 390 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 390 Value ($000) $2 Avg Close — Range —
Q3 2015
Shares 390 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 640 Value ($000) $8 Avg Close — Range —
Q1 2015
Shares 390 Value ($000) $4 Avg Close — Range —
Q4 2014
Shares 390 Value ($000) $5 Avg Close — Range —