BARCLAYS PLC

Ticker: BCS CUSIP: 06738E204 Class: Com

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2012
Shares 160,600 Value ($000) $2,228 Avg Close — Range —
Q2 2012
Shares 162,800 Value ($000) $1,677 Avg Close — Range —
Q1 2012
Shares 142,000 Value ($000) $2,151 Avg Close — Range —
Q4 2011
Shares 201,600 Value ($000) $2,216 Avg Close — Range —
Q3 2011
Shares 164,000 Value ($000) $1,604 Avg Close — Range —
Q3 2009
Shares 40,900 Value ($000) $967 Avg Close — Range —
Q2 2009
Shares 89,900 Value ($000) $1,658 Avg Close — Range —