BARCLAYS PLC

CUSIP: 06738EAB1 Class: NOTE 6.625%12/2

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 5,000,000 Value ($000) $5,094 Avg Close — Range —
Q1 2017
Shares 5,000,000 Value ($000) $4,986 Avg Close — Range —
Q4 2016
Shares 5,000,000 Value ($000) $4,682 Avg Close — Range —