BARCLAYS BANK PLC

CUSIP: 06739H644 Class: ETN DJUBS NAT37

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 47,050 Value ($000) $14 Avg Close — Range —
Q2 2017
Shares 32,950 Value ($000) $10 Avg Close — Range —
Q1 2017
Shares 33,950 Value ($000) $15 Avg Close — Range —
Q3 2015
Shares 250 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 250 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 250 Value ($000) $0 Avg Close — Range —