BARCLAYS BANK PLC

CUSIP: 06739H776 Class: SP ADR 7.1%PF3

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 3,100 Value ($000) $79 Avg Close — Range —
Q3 2016
Shares 3,100 Value ($000) $80 Avg Close — Range —
Q2 2016
Shares 3,100 Value ($000) $80 Avg Close — Range —
Q1 2016
Shares 3,100 Value ($000) $79 Avg Close — Range —
Q4 2015
Shares 11,900 Value ($000) $309 Avg Close — Range —
Q3 2015
Shares 22,900 Value ($000) $586 Avg Close — Range —
Q2 2015
Shares 22,900 Value ($000) $595 Avg Close — Range —
Q1 2015
Shares 26,600 Value ($000) $687 Avg Close — Range —
Q4 2014
Shares 26,600 Value ($000) $687 Avg Close — Range —
Q3 2014
Shares 27,450 Value ($000) $707 Avg Close — Range —
Q2 2014
Shares 29,450 Value ($000) $754 Avg Close — Range —
Q1 2014
Shares 30,550 Value ($000) $784 Avg Close — Range —
Q4 2013
Shares 34,450 Value ($000) $867 Avg Close — Range —
Q3 2013
Shares 35,450 Value ($000) $886 Avg Close — Range —
Q2 2013
Shares 39,550 Value ($000) $989 Avg Close — Range —