BARCLAYS BK PLC

CUSIP: 06740L477 Class: US TRES STEEP

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 345 Value ($000) $12,831 Avg Close — Range —
Q1 2014
Shares 18,770 Value ($000) $740 Avg Close — Range —
Q4 2013
Shares 39,539 Value ($000) $1,663 Avg Close — Range —
Q3 2013
Shares 36,312 Value ($000) $1,434 Avg Close — Range —