Barclays S&P 500 Note due 06-0

CUSIP: 06741t2h9 Class: SEUS

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 12,745,000 Value ($000) $15,395 Avg Close — Range —
Q4 2015
Shares 12,745,000 Value ($000) $14,949 Avg Close — Range —
Q3 2015
Shares 13,090,000 Value ($000) $14,467 Avg Close — Range —
Q2 2015
Shares 13,120,000 Value ($000) $15,049 Avg Close — Range —
Q1 2015
Shares 13,120,000 Value ($000) $14,847 Avg Close — Range —
Q4 2014
Shares 13,200,000 Value ($000) $14,777 Avg Close — Range —
Q3 2014
Shares 13,200,000 Value ($000) $14,313 Avg Close — Range —
Q2 2014
Shares 13,350,000 Value ($000) $14,373 Avg Close — Range —
Q1 2014
Shares 13,325,000 Value ($000) $13,769 Avg Close — Range —
Q4 2013
Shares 13,050,000 Value ($000) $13,162 Avg Close — Range —