Barclays EEM Note due 9-22-14

CUSIP: 06741tgm3 Class: SEUS

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 4,475,000 Value ($000) $4,793 Avg Close — Range —
Q1 2014
Shares 4,450,000 Value ($000) $4,571 Avg Close — Range —
Q4 2013
Shares 4,450,000 Value ($000) $4,642 Avg Close — Range —