Barclays S&P 500 Note due 1-16

CUSIP: 06741tkn6 Class: SEUS

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 5,750,000 Value ($000) $6,896 Avg Close — Range —
Q3 2014
Shares 5,750,000 Value ($000) $6,875 Avg Close — Range —
Q2 2014
Shares 5,750,000 Value ($000) $6,856 Avg Close — Range —
Q1 2014
Shares 5,750,000 Value ($000) $6,767 Avg Close — Range —
Q4 2013
Shares 5,750,000 Value ($000) $6,692 Avg Close — Range —