Barclays Spx Mid Note due 01-2

CUSIP: 06741ugh1 Class: SE

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 3,525,000 Value ($000) $4,201 Avg Close — Range —
Q3 2016
Shares 3,900,000 Value ($000) $4,431 Avg Close — Range —
Q2 2016
Shares 4,000,000 Value ($000) $4,332 Avg Close — Range —
Q1 2016
Shares 4,485,000 Value ($000) $4,730 Avg Close — Range —
Q4 2015
Shares 4,825,000 Value ($000) $4,971 Avg Close — Range —
Q3 2015
Shares 5,335,000 Value ($000) $5,154 Avg Close — Range —
Q2 2015
Shares 5,400,000 Value ($000) $5,637 Avg Close — Range —
Q1 2015
Shares 5,400,000 Value ($000) $5,627 Avg Close — Range —
Q4 2014
Shares 5,500,000 Value ($000) $5,495 Avg Close — Range —
Q3 2014
Shares 5,500,000 Value ($000) $5,281 Avg Close — Range —