BAXALTA INC

CUSIP: 07177M103 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 33 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 2,070 Value ($000) $81 Avg Close — Range —
Q3 2015
Shares 33 Value ($000) $1 Avg Close — Range —