BAXALTA INC

CUSIP: 07177M103 Class: COM

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 227,239 Value ($000) $9,180 Avg Close — Range —
Q4 2015
Shares 341,240 Value ($000) $13,319 Avg Close — Range —
Q3 2015
Shares 378,927 Value ($000) $11,940 Avg Close — Range —