BAXALTA INC

CUSIP: 07177M103 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 83,701 Value ($000) $3,382 Avg Close — Range —
Q4 2015
Shares 87,499 Value ($000) $3,415 Avg Close — Range —
Q3 2015
Shares 78,758 Value ($000) $2,481 Avg Close — Range —