BAXALTA INC

CUSIP: 07177M103 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 1,550 Value ($000) $63 Avg Close — Range —
Q4 2015
Shares 1,550 Value ($000) $60 Avg Close — Range —
Q3 2015
Shares 1,450 Value ($000) $46 Avg Close — Range —