BIG ROCK PARTNERS ACQUISI CO

CUSIP: 089482111 Class: *W EXP 12/01/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 101,200 Value ($000) $16 Avg Close — Range —
Q2 2019
Shares 101,200 Value ($000) $22 Avg Close — Range —
Q4 2018
Shares 101,200 Value ($000) $39 Avg Close — Range —
Q3 2018
Shares 101,200 Value ($000) $31 Avg Close — Range —
Q2 2018
Shares 101,200 Value ($000) $35 Avg Close — Range —
Q1 2018
Shares 101,200 Value ($000) $33 Avg Close — Range —