BIG ROCK PARTNERS ACQUISI CO

CUSIP: 089482129 Class: RIGHT 12/01/2022

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 421,503 Value ($000) $105 Avg Close — Range —
Q2 2019
Shares 340,332 Value ($000) $45 Avg Close — Range —
Q4 2018
Shares 340,332 Value ($000) $123 Avg Close — Range —
Q3 2018
Shares 340,332 Value ($000) $146 Avg Close — Range —
Q2 2018
Shares 301,397 Value ($000) $136 Avg Close — Range —
Q1 2018
Shares 237,897 Value ($000) $83 Avg Close — Range —