BIG ROCK PARTNERS ACQUISI CO

CUSIP: 089482202 Class: UNIT 11/20/2022

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 240,000 Value ($000) $2,623 Avg Close — Range —
Q3 2019
Shares 240,000 Value ($000) $2,568 Avg Close — Range —
Q2 2019
Shares 240,000 Value ($000) $2,287 Avg Close — Range —
Q1 2019
Shares 240,000 Value ($000) $2,520 Avg Close — Range —
Q4 2018
Shares 240,000 Value ($000) $2,508 Avg Close — Range —
Q3 2018
Shares 250,000 Value ($000) $2,600 Avg Close — Range —
Q2 2018
Shares 250,000 Value ($000) $2,613 Avg Close — Range —
Q1 2018
Shares 250,000 Value ($000) $2,588 Avg Close — Range —
Q4 2017
Shares 250,000 Value ($000) $2,559 Avg Close — Range —